SFC Licences of LAU On Ching, Desmond 劉安正
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RO | 5 | 01 September 2022 | |
| J.P. Morgan Broking (Hong Kong) Limited | RO | 4 | 01 September 2022 | |
| J.P. Morgan Broking (Hong Kong) Limited | RO | 2 | 01 September 2022 | |
| J.P. Morgan Broking (Hong Kong) Limited | RO | 1 | 01 September 2022 | |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 07 February 2007 | 01 September 2022 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 07 February 2007 | 01 September 2022 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 07 February 2007 | 01 September 2022 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 07 February 2007 | 01 September 2022 |
| Macquarie Asia Securities Limited | RE | 2 | 20 March 2006 | 13 January 2007 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 1 | 21 October 2005 | 13 January 2007 |