SFC Licences of POON Shun Shing 潘順承

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 01 April 2010 01 May 2010
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 29 December 2009 01 May 2010
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 26 October 2005 10 May 2006