SFC Licences of POON Shun Shing 潘順承
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 01 April 2010 | 01 May 2010 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 29 December 2009 | 01 May 2010 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 3 | 26 October 2005 | 10 May 2006 |