SFC Licences of NG Kwun Wa 吳冠樺
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Chartwell Capital Limited 大正資本有限公司 | RO | 9 | 19 November 2019 | |
Chartwell Capital Limited 大正資本有限公司 | RO | 4 | 19 November 2019 | |
Chartwell Capital Limited 大正資本有限公司 | RE | 9 | 20 February 2013 | 19 November 2019 |
Chartwell Capital Limited 大正資本有限公司 | RE | 4 | 20 February 2013 | 19 November 2019 |
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 26 October 2005 | 08 February 2013 |
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 26 October 2005 | 08 February 2013 |
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 26 October 2005 | 08 February 2013 |
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 | RE | 2 | 26 October 2005 | 22 January 2013 |