SFC Licences of YU Man Fung, Lora 余敏鳳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 | RE | 4 | 12 August 2011 | 28 September 2013 |
BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 | RE | 1 | 12 August 2011 | 28 September 2013 |
Julius Baer (Hong Kong) Limited | RE | 4 | 04 October 2010 | 13 June 2011 |
Julius Baer (Hong Kong) Limited | RE | 1 | 04 October 2010 | 13 June 2011 |
Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 | RE | 9 | 08 March 2010 | 22 September 2010 |
Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 | RE | 4 | 08 March 2010 | 22 September 2010 |
HSBC Guyerzeller Far East Limited | RE | 1 | 15 November 2007 | 01 April 2009 |
Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 | RE | 9 | 31 October 2005 | 23 October 2007 |
Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 | RE | 4 | 31 October 2005 | 23 October 2007 |