SFC Licences of KONG Jennifer Sohyoen
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 16 July 2010 | 13 November 2012 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 16 May 2008 | 31 March 2009 |
| Merrill Lynch Far East Limited | RE | 1 | 07 November 2005 | 31 March 2009 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 07 November 2005 | 31 March 2009 |