SFC Licences of WU Jung-hsin 吳榮欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 06 September 2016 | |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 06 September 2016 | |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 06 September 2016 | |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 5 | 28 July 2006 | 02 August 2016 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 4 | 28 July 2006 | 02 August 2016 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 2 | 17 July 2006 | 02 August 2016 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 1 | 17 July 2006 | 02 August 2016 |
| FT Securities Limited 富通證券有限公司 | RE | 1 | 01 November 2005 | 17 June 2006 |
| FT Securities Limited 富通證券有限公司 | RE | 2 | 01 November 2005 | 17 June 2006 |