SFC licenceholder AMQ714 WU Jung-hsin 吳榮欣

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 22 September 2020

Institution Role Licences Start date End date
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities) 06 September 2016
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 RE [2] (Dealing in Futures Contracts) 06 September 2016
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE [4] (Advising on Securities), [5] (Advising on Futures Contracts) 28 July 2006 02 August 2016
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 17 July 2006 02 August 2016
FT Securities Limited 富通證券有限公司 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 01 November 2005 17 June 2006