SFC Licences of CHEN Chieh-kuo 陳介國

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 4 24 April 2009 29 October 2021
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 5 23 March 2009 29 October 2021
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 2 23 March 2009 29 October 2021
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 1 23 March 2009 29 October 2021
FT Securities Limited 富通證券有限公司 RE 5 13 October 2006 06 March 2009
FT Securities Limited 富通證券有限公司 RE 2 13 October 2006 06 March 2009
FT Securities Limited 富通證券有限公司 RE 1 13 October 2006 06 March 2009
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 5 28 July 2006 31 August 2006
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 4 28 July 2006 31 August 2006
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 2 17 July 2006 31 August 2006
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 1 17 July 2006 31 August 2006
FT Securities Limited 富通證券有限公司 RE 2 02 November 2005 17 June 2006
FT Securities Limited 富通證券有限公司 RE 1 02 November 2005 17 June 2006