SFC Licences of SIU Yue 蕭宇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 09 November 2021 | 13 January 2023 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 01 July 2016 | 17 October 2021 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 28 June 2012 | 30 June 2016 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 28 June 2012 | 30 June 2016 |
| Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 28 December 2009 | 30 May 2012 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 02 January 2009 | 10 December 2009 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 02 January 2009 | 10 December 2009 |
| Success Securities Limited 實德證券有限公司 | RE | 1 | 25 November 2008 | 31 December 2008 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 01 November 2005 | 08 November 2008 |