SFC Licences of CHEN Lei 陳磊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Securities Asia Limited RE 4 13 December 2007 24 March 2010
BOCI Research Limited 中銀國際研究有限公司 RE 4 01 November 2005 20 July 2007