SFC Licences of LI Kan Fung 李錦峰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Chocolate Asset Management Limited 巧力資產管理有限公司 | RO | 9 | 04 September 2017 | |
Capula Investment Management Asia Limited | RE | 9 | 06 September 2013 | 22 May 2015 |
Capula Investment Management Asia Limited | RE | 1 | 06 September 2013 | 22 May 2015 |
Merrill Lynch Far East Limited | RE | 2 | 20 August 2010 | 07 June 2013 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 21 March 2007 | 20 August 2010 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 07 November 2005 | 07 June 2013 |