SFC Licences of LI Kan Fung 李錦峰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Chocolate Asset Management Limited 巧力資產管理有限公司 RO 9 04 September 2017
Capula Investment Management Asia Limited RE 9 06 September 2013 22 May 2015
Capula Investment Management Asia Limited RE 1 06 September 2013 22 May 2015
Merrill Lynch Far East Limited RE 2 20 August 2010 07 June 2013
Merrill Lynch Futures (Hong Kong) Limited RE 2 21 March 2007 20 August 2010
Merrill Lynch (Asia Pacific) Limited RE 1 07 November 2005 07 June 2013