SFC Licences of POON Ho Lam 潘浩林
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Greater China Securities Limited 大中華證券有限公司 | RO | 1 | 12 January 2024 | |
Greater China Securities Limited 大中華證券有限公司 | RE | 1 | 08 August 2023 | 12 January 2024 |
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 17 March 2021 | 10 July 2023 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 17 March 2021 | 10 July 2023 |
iBest Investment Services Limited | RE | 3 | 09 November 2017 | 25 January 2019 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 3 | 03 June 2011 | 17 September 2019 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 04 November 2005 | 10 March 2021 |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 04 November 2005 | 10 March 2021 |