SFC Licences of CHAN Henry 陳亨利

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Joy Rich Securities Investment Limited 海富證券投資有限公司 RO 4 12 September 2019
Joy Rich Securities Investment Limited 海富證券投資有限公司 RO 1 25 April 2017
CMBC International Futures Company Limited 民銀國際期貨有限公司 RO 2 29 March 2012 02 July 2014
CMBC Securities Company Limited 民銀證券有限公司 RO 4 29 March 2012 02 July 2014
CMBC Securities Company Limited 民銀證券有限公司 RO 1 29 March 2012 02 July 2014
Skyway-Pharos Asset Management Limited 天順(法路氏)資產管理有限公司 RO 9 22 July 2011 29 February 2012
Skyway-Pharos Asset Management Limited 天順(法路氏)資產管理有限公司 RO 4 22 July 2011 29 February 2012
CMBC International Futures Company Limited 民銀國際期貨有限公司 RO 2 20 August 2010 01 August 2011
CMBC Securities Company Limited 民銀證券有限公司 RO 1 17 July 2008 01 August 2011