SFC Licences of TEOH Chia Wen 張嘉文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 | RE | 9 | 01 August 2022 | |
PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 | RE | 4 | 01 August 2022 | |
PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 | RE | 1 | 01 August 2022 | |
Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 | RO | 6 | 05 June 2020 | 25 March 2022 |
Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 | RE | 1 | 05 June 2020 | 25 March 2022 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 06 October 2017 | 09 September 2020 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 06 October 2017 | 09 September 2020 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 28 October 2015 | 11 January 2017 |
UBS Securities Hong Kong Limited | RE | 6 | 07 June 2012 | 21 July 2015 |
Macquarie Corporate (Hong Kong) Limited | RE | 6 | 04 November 2005 | 18 December 2010 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 04 November 2005 | 18 December 2010 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 04 November 2005 | 18 December 2010 |