SFC Licences of OW Shin Yeuan 歐欣遠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 27 March 2017 | |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 27 March 2017 | |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 7 | 07 July 2015 | 25 September 2015 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 07 July 2015 | 25 September 2015 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 07 July 2015 | 25 September 2015 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 07 July 2015 | 25 September 2015 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 15 August 2011 | 17 April 2015 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 15 August 2011 | 17 April 2015 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 31 July 2007 | 14 May 2011 |
| Demeter Asset Management Limited | RE | 9 | 09 November 2005 | 13 July 2007 |