SFC Licences of LAW Chin Man 羅展民

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 RE 2 21 September 2011 03 August 2012
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 RE 1 21 September 2011 03 August 2012
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 RE 2 13 July 2010 14 September 2011
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 13 July 2010 14 September 2011
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 13 July 2010 14 September 2011
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 19 October 2009 16 June 2010
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 19 October 2009 16 June 2010
CES Commodities (HK) Limited 光證期貨（香港）有限公司 RE 2 10 October 2007 10 October 2009
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 1 10 October 2007 10 October 2009
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 09 July 2007 17 September 2007
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 04 May 2007 17 September 2007
Celestial Securities Limited 時富證券有限公司 RE 1 22 March 2006 01 November 2006
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 06 January 2006 10 March 2006
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 06 January 2006 10 March 2006