SFC Licences of ZHOU Cheng 周誠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 30 December 2010 | 13 October 2011 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 30 December 2010 | 13 October 2011 |
UBS Securities Asia Limited | RE | 4 | 28 January 2008 | 19 October 2010 |
BOCI Research Limited 中銀國際研究有限公司 | RE | 4 | 09 November 2005 | 09 August 2007 |