SFC Licences of WOO Siu Ki 胡紹基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
iFAST Securities (HK) Limited 奕豐證券(香港)有限公司 | RE | 1 | 05 June 2019 | 30 April 2021 |
iFAST Financial (HK) Limited 奕豐金融(香港)有限公司 | RE | 4 | 05 June 2019 | 12 February 2020 |
iFAST Financial (HK) Limited 奕豐金融(香港)有限公司 | RE | 1 | 05 June 2019 | 12 February 2020 |
iFAST Global Markets (HK) Limited 奕豐環球市場(香港)有限公司 | RE | 4 | 05 June 2019 | |
iFAST Global Markets (HK) Limited 奕豐環球市場(香港)有限公司 | RE | 1 | 05 June 2019 | |
IPP Financial Advisers Limited 盈加理財顧問有限公司 | RE | 1 | 04 June 2007 | 17 January 2018 |
IPP Financial Advisers Limited 盈加理財顧問有限公司 | RE | 4 | 04 May 2007 | 17 January 2018 |
China International Capital Limited 中國國際資本有限公司 | RE | 4 | 14 July 2006 | 30 April 2007 |
Sun Life Hong Kong Limited 香港永明金融有限公司 | RE | 4 | 22 December 2005 | 20 January 2006 |