SFC Licences of LO Wai See 盧慧思
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 | RE | 2 | 19 October 2020 | |
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 | RE | 1 | 19 October 2020 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 22 September 2020 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 07 June 2006 | 22 September 2020 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 07 June 2006 | 02 October 2017 |
| Funderstone Futures Limited | RE | 2 | 12 January 2006 | 01 June 2006 |
| Funderstone Securities Limited | RE | 1 | 23 December 2005 | 01 June 2006 |