SFC Licences of HO Ka Pong 何嘉邦

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司	RO	6	31 August 2017
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司	RE	6	28 March 2017	31 August 2017
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司	RE	1	28 March 2017
Huarong International Capital Limited 華融國際融資有限公司	RO	6	14 October 2016	19 March 2017
Huarong International Capital Limited 華融國際融資有限公司	RE	1	12 July 2016	19 March 2017
Huarong International Capital Limited 華融國際融資有限公司	RE	6	12 July 2016	14 October 2016
Huarong International Securities Limited 華融國際證券有限公司	RE	1	04 September 2015	19 March 2017
Huarong International Securities Limited 華融國際證券有限公司	RE	6	04 September 2015	08 July 2016
ABCI Capital Limited 農銀國際融資有限公司	RE	6	02 September 2013	14 August 2015
ABCI Capital Limited 農銀國際融資有限公司	RE	1	02 September 2013	14 August 2015
ICBC International Capital Limited 工銀國際融資有限公司	RE	1	06 October 2008	12 April 2013
ICBC International Capital Limited 工銀國際融資有限公司	RE	6	05 September 2008	12 April 2013
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司	RE	6	09 October 2007	01 September 2008
BOCOM International Holdings Company Limited 交銀國際控股有限公司	RE	6	20 September 2007	09 October 2007
First Asia Finance Group Limited 第一亞洲金融集團有限公司	RE	6	30 December 2005	22 February 2007