SFC Licences of TSE Wai Yin 謝偉賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| orientiert XYZ Securities Limited | RE | 1 | 05 August 2011 | 19 November 2011 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 18 February 2008 | 15 February 2011 |
| Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 18 February 2008 | 15 February 2011 |
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 | RE | 3 | 21 December 2005 | 15 February 2011 |