SFC Licences of CHU Chun Hin, Steven 朱振軒

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Regan International Securities Limited 雷根國際證券有限公司 RO 1 16 April 2019
Regan International Securities Limited 雷根國際證券有限公司 RE 1 03 April 2019 16 April 2019
GLOBAL GROUP SECURITIES LIMITED 高寶集團證券有限公司 RO 1 16 April 2018 29 March 2019
GLOBAL GROUP SECURITIES LIMITED 高寶集團證券有限公司 RO 4 16 April 2018 29 March 2019
GLOBAL GROUP SECURITIES LIMITED 高寶集團證券有限公司 RE 1 02 March 2018 16 April 2018
GLOBAL GROUP SECURITIES LIMITED 高寶集團證券有限公司 RE 4 02 March 2018 16 April 2018
Frontier Capital Investment Limited 方達資本投資有限公司 RO 4 02 May 2017 23 May 2017
Frontier Capital Management Limited 方達資本管理有限公司 RE 9 14 March 2017 23 May 2017
Frontier Capital Management Limited 方達資本管理有限公司 RO 1 23 December 2016 23 May 2017
Frontier Capital Management Limited 方達資本管理有限公司 RO 4 23 December 2016 23 May 2017
Frontier Capital Investment Limited 方達資本投資有限公司 RE 6 30 June 2016 01 November 2016
Frontier Capital Investment Limited 方達資本投資有限公司 RO 1 03 August 2015 01 November 2016
Frontier Capital Investment Limited 方達資本投資有限公司 RO 4 03 August 2015 01 November 2016
QMIS Securities Limited 華亞證券有限公司 RO 1 27 February 2015 24 July 2015
QMIS Asset Management Limited 華亞資產管理有限公司 RO 4 27 February 2015 24 July 2015
QMIS Asset Management Limited 華亞資產管理有限公司 RE 4 26 November 2014 27 February 2015
QMIS Securities Limited 華亞證券有限公司 RE 1 26 November 2014 27 February 2015
LT Finance Management Limited RE 5 25 November 2013 01 September 2014
LT Finance Management Limited RO 4 10 December 2012 01 September 2014
LT Securities Limited 利通證券有限公司 RO 1 14 August 2012 01 September 2014
LT Securities Limited 利通證券有限公司 RE 2 22 June 2012 01 September 2014
LT Securities Limited 利通證券有限公司 RE 1 22 June 2012 14 August 2012
Huarong International Securities Limited 華融國際證券有限公司 RE 2 01 November 2011 19 May 2012
Huarong International Securities Limited 華融國際證券有限公司 RE 1 18 July 2011 19 May 2012
United Simsen Forex Dealers Limited 天行聯合滙業有限公司 RE 3 18 July 2011 19 May 2012
Huarong International Securities Limited 華融國際證券有限公司 RE 4 18 July 2011 19 May 2012
Hafoo Securities Limited 哈富證券有限公司 RO 1 17 March 2011 22 June 2011
Wilson Securities Limited 滙生證券有限公司 RE 4 02 June 2010 22 June 2011
BWC Forex Limited 寶華世紀外匯有限公司 RE 3 27 May 2010 22 June 2011
Hafoo Securities Limited 哈富證券有限公司 RE 1 12 January 2010 17 March 2011
Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 RE 1 07 March 2007 31 December 2009
East Asia Securities Company Limited 東亞證券有限公司 RE 1 22 August 2006 22 February 2007
Ever-Long Securities Company Limited 長雄證券有限公司 RE 1 18 November 2005 26 July 2006