SFC Licences of HANNAN David James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Vantage Capital Markets HK Limited | RE | 2 | 09 December 2016 | 31 May 2021 |
| Vantage Capital Markets HK Limited | RE | 1 | 09 December 2016 | 31 May 2021 |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 | RE | 2 | 24 May 2011 | 03 September 2011 |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 | RE | 1 | 24 May 2011 | 03 September 2011 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 2 | 29 March 2010 | 03 September 2011 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 29 March 2010 | 03 September 2011 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 15 November 2005 | 01 September 2008 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 15 November 2005 | 01 September 2008 |