SFC Licences of AU Shuk Fan, Wylie 歐淑凡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Athena Wealth Management Limited 智富財富管理有限公司 | RE | 1 | 29 March 2012 | 25 January 2013 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 09 July 2007 | 15 December 2008 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 09 July 2007 | 15 December 2008 |
| Cinda International Securities Limited 信達國際證券有限公司 | RE | 1 | 15 May 2007 | 24 June 2007 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 | RE | 4 | 22 November 2005 | 24 June 2007 |