SFC Licences of MOK Sin Yee 莫倩儀

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Wynson Asset Management Limited 永昇資產管理有限公司	RO	9	12 May 2023
Wynson Asset Management Limited 永昇資產管理有限公司	RO	4	12 May 2023
Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司	RO	9	16 June 2017	01 January 2020
Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司	RO	4	16 June 2017	01 January 2020
Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司	RO	1	16 June 2017	01 January 2020
Sumo Asset Management Limited 盛門資產管理有限公司	RE	4	04 December 2012	31 March 2016
Sumo Asset Management Limited 盛門資產管理有限公司	RE	9	21 February 2012	31 March 2016
iTTa Capital Limited 意達資本有限公司	RE	4	02 July 2010	30 November 2012
iTTa Capital Limited 意達資本有限公司	RE	1	02 July 2010	30 November 2012
Athena Wealth Management Limited 智富財富管理有限公司	RE	9	13 July 2009	23 December 2009
Athena Wealth Management Limited 智富財富管理有限公司	RE	4	25 September 2008	23 December 2009
T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司	RE	4	05 September 2008	12 September 2008
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司	RE	4	18 February 2008	12 August 2008
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司	RE	1	18 February 2008	12 August 2008
Global Investment Advisors Limited 寰宇投資顧問有限公司	RE	4	05 July 2006	22 November 2007
Karl Thomson Investment Consultants Limited 高信投資顧問有限公司	RE	4	21 November 2005	14 June 2006