SFC Licences of YAU Shing Yam, Angela 邱聖音

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Anuenue Securities Limited 鉅亨證券有限公司 RO 4 22 August 2019
Anuenue Capital International Limited 鉅亨資本國際有限公司 RO 4 20 November 2018
Anuenue Advisors Limited 鉅亨顧問有限公司 RO 9 20 November 2018
Anuenue Advisors Limited 鉅亨顧問有限公司 RO 4 20 November 2018
Anuenue Capital International Limited 鉅亨資本國際有限公司 RO 6 31 August 2018
Anuenue Securities Limited 鉅亨證券有限公司 RO 6 05 May 2016
Anuenue Securities Limited 鉅亨證券有限公司 RO 1 05 May 2016
Anuenue Securities Limited 鉅亨證券有限公司 RE 6 05 January 2016 05 May 2016
Anuenue Securities Limited 鉅亨證券有限公司 RE 1 05 January 2016 05 May 2016
South China Capital Limited 南華融資有限公司 RO 6 16 September 2014 29 August 2015
South China Commodities Limited 南華期貨有限公司 RO 2 16 September 2014 29 August 2015
South China Securities Limited 南華證券投資有限公司 RO 1 16 September 2014 29 August 2015
South China Capital Limited 南華融資有限公司 RE 6 24 July 2014 16 September 2014
South China Commodities Limited 南華期貨有限公司 RE 2 24 July 2014 16 September 2014
South China Securities Limited 南華證券投資有限公司 RE 1 24 July 2014 16 September 2014
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RO 6 27 November 2012 17 May 2014
MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 RO 2 06 October 2011 17 May 2014
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RO 1 06 October 2011 17 May 2014
Mason Futures Limited 茂宸期貨有限公司 RO 2 21 August 2008 30 June 2011
Mason Securities Limited 茂宸證券有限公司 RO 1 21 August 2008 30 June 2011
Mason Securities Limited 茂宸證券有限公司 RE 6 08 May 2008 30 June 2011
Mason Futures Limited 茂宸期貨有限公司 RE 2 17 November 2005 21 August 2008
Mason Securities Limited 茂宸證券有限公司 RE 1 17 November 2005 21 August 2008