SFC Licences of LEE Shiu Man, Sherman 李兆民
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
GMO-Z.com Forex HK Limited 技慕環球通金融(香港)有限公司 | RO | 3 | 22 June 2012 | |
Beta International Securities Limited 貝塔國際證券有限公司 | RO | 1 | 09 August 2011 | 07 May 2012 |
Nerico Brothers Limited | RE | 1 | 01 November 2010 | 18 May 2011 |
BGC Securities (Hong Kong) LLC | RO | 3 | 29 August 2007 | 01 May 2010 |
BGC Securities (Hong Kong) LLC | RO | 1 | 09 August 2007 | 01 May 2010 |
CLSA Premium International (HK) Limited | RO | 3 | 21 December 2005 | 01 December 2006 |