SFC Licences of SONI Ajay

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KBC Alternative Investment Management HK Limited 比聯另類投資管理香港有限公司 RO 9 26 February 2008 29 November 2008
KBC Alternative Investment Management HK Limited 比聯另類投資管理香港有限公司 RE 9 08 May 2007 26 February 2008
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 26 October 2006 31 March 2007
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 21 November 2005 23 June 2006