SFC Licences of LAM Chun Yin 林進賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Huarong International Securities Limited 華融國際證券有限公司 | RO | 1 | 31 July 2013 | 25 April 2014 |
Huarong International Securities Limited 華融國際證券有限公司 | RO | 6 | 04 April 2011 | 25 April 2014 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 05 July 2010 | 31 July 2013 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 6 | 21 April 2010 | 04 April 2011 |
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 | RE | 6 | 16 April 2008 | 02 April 2010 |
South China Capital Limited 南華融資有限公司 | RE | 6 | 08 January 2007 | 15 April 2008 |
South China Capital Limited 南華融資有限公司 | RE | 6 | 20 February 2006 | 13 May 2006 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 28 November 2005 | 19 January 2006 |