SFC Licences of PEMBERTON Christian Matthew
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 12 October 2015 | 05 September 2016 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 01 September 2011 | 14 January 2013 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 September 2011 | 14 January 2013 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 29 November 2005 | 24 July 2009 |