SFC Licences of CHUI Jun Mun, Alvin 崔俊文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 07 June 2010 | 13 March 2013 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 03 August 2009 | 13 March 2013 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 22 September 2008 | 25 July 2009 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 2 | 27 November 2006 | 01 June 2008 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 1 | 24 October 2006 | 01 June 2008 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 25 November 2005 | 18 October 2006 |