SFC Licences of TSUI Alvin Chun Ming 徐浚銘

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Pulun International Capital Limited 普倫國際融資有限公司	RO	6	09 February 2024
Pulun International Capital Limited 普倫國際融資有限公司	RE	6	08 December 2023	09 February 2024
Guolian Securities International Capital Market Co., Limited 國聯證券國際資本市場有限公司	RO	6	15 August 2023	07 November 2023
Guolian Securities International Capital Market Co., Limited 國聯證券國際資本市場有限公司	RE	6	13 July 2023	15 August 2023
Pulun International Capital Limited 普倫國際融資有限公司	RO	6	24 September 2020	31 May 2023
Pulun International Capital Limited 普倫國際融資有限公司	RO	1	24 September 2020	03 March 2021
Pulun International Capital Limited 普倫國際融資有限公司	RE	6	14 July 2020	24 September 2020
Pulun International Capital Limited 普倫國際融資有限公司	RE	1	14 July 2020	24 September 2020
Yue Xiu Capital Limited 越秀融資有限公司	RO	6	14 April 2020	12 June 2020
Yue Xiu Securities Company Limited 越秀証券有限公司	RE	1	08 January 2020	12 June 2020
Yue Xiu Capital Limited 越秀融資有限公司	RE	6	08 January 2020	14 April 2020
Shang International Finance Limited 尚融國際金融有限公司	RO	6	21 March 2019	31 December 2019
Shang International Finance Limited 尚融國際金融有限公司	RE	1	24 January 2019	31 December 2019
Shang International Finance Limited 尚融國際金融有限公司	RE	6	24 January 2019	21 March 2019
HeungKong Capital Limited 香江資本有限公司	RO	6	30 April 2018	01 January 2019
Silver Nile Global Investments Limited 銀豐環球投資有限公司	RE	4	10 August 2017	01 January 2019
Silver Nile Global Investments Limited 銀豐環球投資有限公司	RE	1	10 August 2017	01 January 2019
HeungKong Capital Limited 香江資本有限公司	RE	6	10 August 2017	30 April 2018
CCB International Capital Limited 建銀國際金融有限公司	RE	6	30 October 2014	03 August 2017
CCB International Capital Limited 建銀國際金融有限公司	RE	4	30 October 2014	03 August 2017
CCB International Capital Limited 建銀國際金融有限公司	RE	1	30 October 2014	03 August 2017
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司	RE	6	05 July 2010	31 May 2012
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司	RE	1	05 July 2010	31 May 2012
BOCI Asia Limited 中銀國際亞洲有限公司	RE	6	26 February 2008	07 April 2010
BOCI Asia Limited 中銀國際亞洲有限公司	RE	1	26 February 2008	07 April 2010
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司	RE	6	22 November 2005	16 January 2008
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司	RE	1	22 November 2005	16 January 2008