SFC Licences of YUEN Sze Wing, Esther 袁詩穎

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4 03 January 2020
CLSA Limited 中信里昂證券有限公司
RE 1 29 November 2019
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 6 29 November 2019
SPDB International Capital Limited 浦銀國際融資有限公司
RE 1, 6 11 May 2017 25 October 2019
Challenge Capital Management Limited 信溢投資策劃有限公司
RE 1, 4, 6 11 June 2015 02 April 2017
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 1 18 February 2014 22 May 2015
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 6 25 October 2013 22 May 2015
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 1 25 October 2013 18 February 2014
CCB International Capital Limited 建銀國際金融有限公司
RE 1, 6 30 July 2007 13 September 2013
CGS-CIMB Securities (Hong Kong) Limited 銀河—聯昌證券(香港)有限公司
RE 1, 6 22 November 2005 30 June 2007