SFC Licences of YUEN Sze Wing, Esther 袁詩穎
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 |
RE | 4 | 03 January 2020 | |
| CLSA Limited 中信里昂證券有限公司 |
RE | 1 | 29 November 2019 | |
| CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 |
RE | 6 | 29 November 2019 | |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
RE | 1, 6 | 11 May 2017 | 25 October 2019 |
| Challenge Capital Management Limited 信溢投資策劃有限公司 |
RE | 1, 4, 6 | 11 June 2015 | 02 April 2017 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
RE | 1 | 18 February 2014 | 22 May 2015 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
RE | 6 | 25 October 2013 | 22 May 2015 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RE | 1 | 25 October 2013 | 18 February 2014 |
| CCB International Capital Limited 建銀國際金融有限公司 |
RE | 1, 6 | 30 July 2007 | 13 September 2013 |
| CGS-CIMB Securities (Hong Kong) Limited 銀河—聯昌證券(香港)有限公司 |
RE | 1, 6 | 22 November 2005 | 30 June 2007 |