SFC Licences of YUEN Sze Wing, Esther 袁詩穎

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RO 6 14 September 2023
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RO 4 14 September 2023
CLSA Limited 中信里昂證券有限公司 RO 1 14 September 2023
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 4 03 January 2020 14 September 2023
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 6 29 November 2019 14 September 2023
CLSA Limited 中信里昂證券有限公司 RE 1 29 November 2019 14 September 2023
SPDB International Capital Limited 浦銀國際融資有限公司 RE 6 11 May 2017 25 October 2019
SPDB International Capital Limited 浦銀國際融資有限公司 RE 1 11 May 2017 25 October 2019
Bendura Wealth Management (Hong Kong) Limited 富地財富管理(香港)有限公司 RE 6 11 June 2015 02 April 2017
Bendura Wealth Management (Hong Kong) Limited 富地財富管理(香港)有限公司 RE 4 11 June 2015 02 April 2017
Bendura Wealth Management (Hong Kong) Limited 富地財富管理(香港)有限公司 RE 1 11 June 2015 02 April 2017
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 RE 1 18 February 2014 22 May 2015
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 RE 6 25 October 2013 22 May 2015
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RE 1 25 October 2013 18 February 2014
CCB International Capital Limited 建銀國際金融有限公司 RE 6 30 July 2007 13 September 2013
CCB International Capital Limited 建銀國際金融有限公司 RE 1 30 July 2007 13 September 2013
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RE 1 22 November 2005 30 June 2007
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RE 6 22 November 2005 30 June 2007