SFC Licences of WAH Pui Shan 華佩珊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 6 | 29 November 2013 | 07 January 2014 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 4 | 29 November 2013 | 07 January 2014 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 1 | 29 November 2013 | 07 January 2014 |
| Haitong International Capital Limited 海通國際資本有限公司 | RE | 6 | 06 December 2005 | 25 November 2013 |