SFC Licences of AU YEUNG Kin Nam 歐陽健男
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Arta Asset Management Limited 裕承資產管理有限公司 | RO | 9 | 01 August 2022 | 08 February 2023 |
Arta Asset Management Limited 裕承資產管理有限公司 | RO | 4 | 01 August 2022 | 08 February 2023 |
Arta Asset Management Limited 裕承資產管理有限公司 | RO | 1 | 01 August 2022 | 08 February 2023 |
Platinum Securities Company Limited 百德能證券有限公司 | RE | 6 | 15 February 2006 | 22 September 2006 |
Platinum Securities Company Limited 百德能證券有限公司 | RE | 1 | 15 February 2006 | 22 September 2006 |
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 30 November 2005 | 06 December 2005 |