SFC Licences of LUI Ming Tak 雷明德
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 20 November 2007 | 14 June 2008 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 09 November 2007 | 14 June 2008 |
Oriental Patron Securities Limited 東英亞洲證券有限公司 | RE | 4 | 18 September 2007 | 30 September 2007 |
AIA Wealth Management Company Limited 友邦財富管理有限公司 | RE | 4 | 11 January 2006 | 01 September 2007 |