SFC Licences of NG Ying Yuk, Loretta 吳瀅玉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 2 | 24 August 2010 | |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 06 July 2009 | 19 December 2018 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 06 July 2009 | 24 August 2010 |
| Merrill Lynch Far East Limited | RE | 1 | 06 July 2009 | |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 01 November 2007 | 03 June 2009 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 01 November 2007 | 03 June 2009 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 01 November 2007 | 03 June 2009 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 15 October 2007 | 03 June 2009 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 15 October 2007 | 03 June 2009 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 12 December 2005 | 06 September 2007 |