SFC Licences of PANG Howard Gar Wai 彭家威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Schonfeld Strategic Advisors (Hong Kong) Limited | RE | 9 | 05 October 2022 | |
Trikon Asset Management Limited | RE | 9 | 31 March 2021 | 30 September 2022 |
Pleiad Investment Advisors Limited 磊亞投資顧問有限公司 | RE | 9 | 18 April 2018 | 28 February 2021 |
Moore Capital Asia Limited | RE | 9 | 10 March 2017 | 31 December 2017 |
Ayres Capital Management Asia Limited | RE | 9 | 10 August 2016 | 03 March 2017 |
Mount Kellett Capital (Hong Kong) Limited 奇力資本(香港)有限公司 | RE | 9 | 20 March 2012 | 16 January 2013 |
Turiya Advisors Asia Limited | RE | 9 | 30 June 2010 | 01 January 2012 |
Mount Kellett Capital (Hong Kong) Limited 奇力資本(香港)有限公司 | RE | 9 | 06 January 2009 | 07 April 2010 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 10 October 2006 | 07 November 2008 |
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 4 | 13 January 2006 | 13 May 2006 |