SFC Licences of CHAU Wing Ka 周榮嘉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Grand View Asset Management Limited 宏滙資產管理有限公司 | RE | 9 | 18 July 2022 | |
| Grand View Asset Management Limited 宏滙資產管理有限公司 | RE | 4 | 18 July 2022 | |
| Grand View Securities Limited 宏滙證券有限公司 | RO | 1 | 16 December 2016 | |
| Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司 | RO | 1 | 06 April 2016 | 17 October 2016 |
| Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司 | RE | 4 | 06 April 2016 | 17 October 2016 |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 | RO | 2 | 15 October 2013 | 01 March 2016 |
| CMBC Securities Company Limited 民銀證券有限公司 | RO | 1 | 04 June 2013 | 01 March 2016 |
| CMBC Securities Company Limited 民銀證券有限公司 | RE | 4 | 08 December 2011 | 01 March 2016 |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 | RE | 2 | 21 December 2010 | 15 October 2013 |
| CMBC Securities Company Limited 民銀證券有限公司 | RE | 1 | 01 December 2010 | 04 June 2013 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 09 January 2006 | 22 June 2010 |