SFC Licences of SHEN Dehua 沈德華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RO | 6 | 12 May 2023 | 01 March 2024 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RO | 1 | 12 May 2023 | 01 March 2024 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 02 March 2023 | 12 May 2023 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 02 March 2023 | 12 May 2023 |
| UBS Securities Hong Kong Limited | RE | 6 | 14 February 2020 | 30 August 2022 |
| HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 30 April 2012 | 29 January 2019 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 30 December 2009 | 04 May 2010 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 10 October 2008 | 04 May 2010 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 10 October 2008 | 04 May 2010 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 6 | 29 November 2005 | 29 September 2008 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 29 November 2005 | 29 September 2008 |