SFC Licences of LAM Fung Tai, Barry Joe 林逢泰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 01 July 2016 07 August 2023
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 RE 2 30 December 2014 07 August 2023
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 30 December 2014 30 June 2016
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 30 December 2014 30 June 2016
RHB Futures Hong Kong Limited 興業金融期貨有限公司 RE 2 09 April 2013 30 July 2014
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 09 April 2013 30 July 2014
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 06 November 2008 09 March 2013
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 20 October 2008 09 March 2013
Goldin Equities Limited 高銀(證券)有限公司 RE 1 25 April 2008 30 September 2008
Quam Securities Limited 華富建業證券有限公司 RE 2 31 July 2006 13 February 2008
Quam Securities Limited 華富建業證券有限公司 RE 1 31 July 2006 13 February 2008
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 10 April 2006 14 July 2006
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 06 December 2005 14 July 2006