SFC Licences of LIN Yen-Shang 林衍尚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch (Asia Pacific) Limited | RE | 7 | 12 June 2007 | 12 February 2009 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 12 June 2007 | 12 February 2009 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 05 December 2005 | 23 March 2007 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 05 December 2005 | 23 March 2007 |