SFC Licences of SIU Yin Shan 蕭燕姍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 RE 5 15 December 2009 24 April 2011
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 4 15 December 2009 24 April 2011
SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 RE 2 26 November 2009 24 April 2011
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 26 November 2009 24 April 2011
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 RE 1 28 January 2008 15 October 2009
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 12 May 2006 15 October 2009
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 12 May 2006 15 October 2009
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 07 December 2005 03 May 2006
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 07 December 2005 03 May 2006