SFC Licences of SIU Yin Shan 蕭燕姍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 | RE | 5 | 15 December 2009 | 24 April 2011 |
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 4 | 15 December 2009 | 24 April 2011 |
SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 | RE | 2 | 26 November 2009 | 24 April 2011 |
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 26 November 2009 | 24 April 2011 |
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 | RE | 1 | 28 January 2008 | 15 October 2009 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 12 May 2006 | 15 October 2009 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 12 May 2006 | 15 October 2009 |
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 07 December 2005 | 03 May 2006 |
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 07 December 2005 | 03 May 2006 |