SFC Licences of WONG Yeuk Wing, Cindy 王若頴

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Glory Profit Capital Limited 富泓資本有限公司 RO 9 16 December 2019
Glory Profit Capital Limited 富泓資本有限公司 RO 4 16 December 2019
Glory Profit Capital Limited 富泓資本有限公司 RO 1 16 December 2019
RuiLian Financial Group Company Limited 瑞聯金融集團有限公司 RO 9 23 January 2017 31 March 2019
RuiLian Financial Group Company Limited 瑞聯金融集團有限公司 RO 4 23 January 2017 31 March 2019
RuiLian Financial Group Company Limited 瑞聯金融集團有限公司 RO 1 23 January 2017 31 March 2019
RE 9 26 September 2013 11 May 2015
RE 4 26 September 2013 11 May 2015
South China Securities Limited 南華證券投資有限公司 RE 1 26 September 2013 11 May 2015
Celestial Securities Limited 時富證券有限公司 RE 1 18 July 2012 22 August 2013
CASH Wealth Management Limited 時富財富管理有限公司 RE 9 18 March 2011 22 August 2013
CASH Wealth Management Limited 時富財富管理有限公司 RE 4 19 June 2009 22 August 2013
Broadway Wealth Management Limited 博偉財富管理有限公司 RE 4 21 May 2009 26 May 2009
Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 RE 5 07 December 2005 27 June 2008
Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 RE 4 07 December 2005 27 June 2008
Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 RE 1 07 December 2005 27 June 2008