SFC Licences of AU Yiu Kuen 歐耀權
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 13 April 2010 | 30 June 2011 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 28 February 2007 | 19 February 2012 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 3 | 25 January 2007 | 19 February 2012 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 25 January 2007 | 19 February 2012 |
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 | RE | 3 | 08 May 2006 | 31 December 2006 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 08 May 2006 | 20 December 2006 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 | RE | 3 | 25 January 2006 | 27 March 2006 |
| Cinda International Securities Limited 信達國際證券有限公司 | RE | 1 | 02 December 2005 | 27 March 2006 |