SFC Licences of LI Jun 李俊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 | RE | 1 | 15 January 2010 | 20 November 2021 |
First Shanghai Securities Limited 第一上海證券有限公司 | RE | 1 | 27 February 2006 | 30 November 2009 |