SFC Licences of KIM Dong Wan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 01 August 2011 | |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 15 November 2010 | 19 November 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 06 December 2005 | 03 February 2010 |