SFC Licences of TENG Fredric Chien Hwa 鄧建華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Oracle Capital Limited 安理高有限公司 RO 4 22 October 2009 31 March 2015
Oracle Capital Limited 安理高有限公司 RO 9 17 August 2009 31 March 2015
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 10 October 2008 06 March 2009
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 10 October 2008 06 March 2009
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 2 07 December 2005 29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 1 07 December 2005 29 September 2008