SFC Licences of WANNENMACHER Tim

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Securities Hong Kong Limited RO 7 13 October 2023
UBS Securities Asia Limited RO 1 30 April 2018
UBS Securities Hong Kong Limited RO 2 19 December 2016
UBS Securities Hong Kong Limited RO 1 19 December 2016
UBS AG 1 06 June 2014
UBS Derivatives Hong Kong Limited RO 2 07 January 2014 18 December 2016
UBS Securities Hong Kong Limited RO 1 07 January 2014 18 December 2016
UBS Securities Asia Limited RO 2 07 January 2014
UBS Securities Hong Kong Limited RE 1 08 November 2013 07 January 2014
UBS Securities Asia Limited RE 1 12 May 2011 30 April 2018
UBS Derivatives Hong Kong Limited RE 2 12 May 2011 07 January 2014
UBS Securities Asia Limited RE 2 12 May 2011 07 January 2014
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RO 2 18 November 2009 18 December 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RO 1 18 November 2009 18 December 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 10 October 2008 18 November 2009
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 10 October 2008 18 November 2009
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 2 09 December 2005 29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 1 09 December 2005 29 September 2008