SFC Licences of HO Yik Hang, Victor 何奕恒

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 2 04 November 2014 08 December 2014
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 04 November 2014 08 December 2014
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 RE 4 04 July 2013 20 October 2014
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 RE 1 04 July 2013 20 October 2014
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 5 06 August 2009 20 October 2014
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 4 06 August 2009 20 October 2014
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 2 06 August 2009 20 October 2014
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 1 06 August 2009 20 October 2014
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 RE 2 21 November 2008 29 December 2008
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 21 November 2008 29 December 2008
Bear Stearns Hong Kong Limited 貝爾斯登香港有限公司 RE 2 28 August 2007 01 October 2008
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 2 24 July 2007 01 October 2008
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 1 24 July 2007 01 October 2008
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 RE 1 18 October 2006 20 April 2007
Evergrande Futures (Hong Kong) Limited 恒大期貨(香港)有限公司 RE 2 17 August 2006 20 April 2007
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 03 February 2006 29 July 2006
Shun Loong Futures Limited 順隆期貨有限公司 RE 2 07 December 2005 29 July 2006