SFC Licences of CHAU Chun Yiu 周振堯

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司	RE	1	23 September 2014
Merrill Lynch Far East Limited	RE	2	20 August 2010	08 August 2014
Merrill Lynch Far East Limited	RE	1	01 April 2010	08 August 2014
Merrill Lynch (Asia Pacific) Limited	RE	1	01 April 2010	08 August 2014
Merrill Lynch Futures (Hong Kong) Limited	RE	2	01 April 2010	20 August 2010
BaoQiao Partners Securities (HK) Limited 寶橋證券(香港)有限公司	RE	1	17 August 2009	06 March 2010
Merrill Lynch Futures (Hong Kong) Limited	RE	2	10 April 2008	21 October 2008
Merrill Lynch Far East Limited	RE	1	14 March 2008	21 October 2008
Merrill Lynch (Asia Pacific) Limited	RE	1	14 March 2008	21 October 2008
BOCI Securities Limited 中銀國際證券有限公司	RE	4	29 October 2007	01 March 2008
BOCI Securities Limited 中銀國際證券有限公司	RE	1	29 October 2007	01 March 2008
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司	RE	4	18 August 2006	30 June 2007
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司	RE	2	12 December 2005	30 June 2007
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司	RE	1	12 December 2005	30 June 2007