SFC Licences of CHAU Chun Yiu 周振堯

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RE 1 23 September 2014
Merrill Lynch Far East Limited RE 2 20 August 2010 08 August 2014
Merrill Lynch Far East Limited RE 1 01 April 2010 08 August 2014
Merrill Lynch (Asia Pacific) Limited RE 1 01 April 2010 08 August 2014
Merrill Lynch Futures (Hong Kong) Limited RE 2 01 April 2010 20 August 2010
BaoQiao Partners Securities (HK) Limited 寶橋證券(香港)有限公司 RE 1 17 August 2009 06 March 2010
Merrill Lynch Futures (Hong Kong) Limited RE 2 10 April 2008 21 October 2008
Merrill Lynch Far East Limited RE 1 14 March 2008 21 October 2008
Merrill Lynch (Asia Pacific) Limited RE 1 14 March 2008 21 October 2008
BOCI Securities Limited 中銀國際證券有限公司 RE 1 29 October 2007 01 March 2008
BOCI Securities Limited 中銀國際證券有限公司 RE 4 29 October 2007 01 March 2008
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 4 18 August 2006 30 June 2007
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 12 December 2005 30 June 2007
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 12 December 2005 30 June 2007